Etihad International Commercial Brokers & Fund Management is the market leading provider of solutions that help clients comply with the myriad of anti-money laundering (AML) and anti-bribery and corruption (AB&C) regulations worldwide. Through a combination of in-depth subject matter expertise, global research capabilities, and flexible technology tools Etihad International Commercial Brokers & Fund Management can help clients:

• Design, set-up, and implement compliance programs and policies, taking into consideration the complex and unique laws across the world
• Establish an overarching compliance strategy and culture, including firm-wide training programs
• Manage third party risks leveraging Etihad International Commercial Brokers & Fund Management’s Third Party Compliance portal, a web-based due diligence, governance and compliance platform 
• Take a risk-based approach to compliance through a broad range of Screening and Monitoring Services and Enhanced Due Diligence capabilities
• Respond to potential risks through Etihad International Commercial Brokers & Fund Management’s investigative, remediation, and look-back solutions

Anti-Money Laundering (AML)

Many of the world’s top financial institutions call on Etihad International Commercial Brokers & Fund Management to help them comply with key legislation like the USA Patriot Act and the Bank Secrecy Act (BSA). Adherence to these and other global regulations requires a risk-based approach to establishing and carrying out AML and Know Your Customer (KYC) programs, including customer identification programs and enhanced due diligence. Etihad International Commercial Brokers & Fund Management provides tailored solutions commensurate with the level of risk involved, including: establishing policies, procedures and controls that are designed to detect and report instances of money laundering; client onboarding, screening and risk scoring; and enhanced due diligence on higher risk accounts.

Anti-Bribery and Corruption

Between the Foreign Corruption Practices Act (FCPA), the UK Bribery Act (UKBA) and newer country-specific legislation, the global regulatory environment has grown increasingly complicated. Exposure to corruption-related risks continues to be one of the top business issues for compliance and in-house legal professionals as well as C-level stakeholders. Etihad International Commercial Brokers & Fund Management can equip clients with the tools necessary to mitigate and remediate these regulatory compliance concerns.

Etihad International Commercial Brokers & Fund Management’s solutions include anti-bribery and corruption program design and implementation, the use of Etihad International Commercial Brokers & Fund Management’s proprietary 3rd Party Compliance Portal to assess and manage the risk of third parties and internal controls such as Travel Gift & Entertainment, ongoing screening, monitoring, and enhanced due diligence of third parties, and the ability to respond quickly to any bribery or corruption risk that may arise worldwide.

Compliance Capabilities:

• Screening and Due Diligence
• Compliance Program Consulting
• Compliance Technology
• Monitorships
• Regulatory Investigations
• Supply Chain Due Diligence
• Supplier Diversity